Series 7 practice questioneasyCommunications with the Public (Retail and Institutional) — Principal Approval
Before distributing retail communications, what must a registered representative generally obtain?
- APrincipal approval✓ Correct answer
- BFINRA approval
- CSEC approval
- DCustomer approval
Explanation
Why A — Principal approval
Retail communications usually require approval by a registered principal before they are used or distributed.
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