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Series 7: Seeks Business for the Broker-Dealer
Series 7 practice questioneasyCommunications with the Public (Retail and Institutional) — Institutional Communication

Which of the following would be considered institutional communication?

  1. AA tweet visible to the general public
  2. BA newsletter sent to 10 retail investors
  3. CA letter sent to 30 retail investors
  4. DAn email sent exclusively to banks and insurance companies✓ Correct answer
Explanation

Why DAn email sent exclusively to banks and insurance companies

Institutional communication is written or electronic communication distributed only to institutional investors, such as banks or insurance companies.

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