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SIE: Investment Companies & Packaged Products
SIE practice questionmediumETFs

A distinguishing feature of ETFs, compared to mutual funds, is that ETFs:

  1. AAlways outperform mutual funds
  2. BAllow for creation and redemption of large share blocks by authorized participants✓ Correct answer
  3. CAre only available to institutional investors
  4. DAre actively managed by definition
Explanation

Why BAllow for creation and redemption of large share blocks by authorized participants

A is correct; ETF shares are created or redeemed in large lots by authorized participants, helping keep prices close to NAV. B is incorrect—performance varies. C is false as ETFs are available to retail investors. D is wrong—many ETFs are passively managed.

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