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SIE: Investment Companies & Packaged Products
SIE practice questionmediumUITs

Which statement best describes the management of a Unit Investment Trust (UIT)?

  1. AIt is passively managed with no ongoing portfolio changes✓ Correct answer
  2. BIt is actively managed by a professional
  3. CIt allows for daily investment adjustments
  4. DIt regularly issues new units based on demand
Explanation

Why AIt is passively managed with no ongoing portfolio changes

A is correct; UITs are passively managed, holding fixed portfolios. B and C are features of active management. D is not a UIT characteristic—units are issued at formation.

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